DIGITAL PORTFOLIO ASSESSMENT QUESTIONNAIRE
What type of investor are you?
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What is your first name? *

 
Hi {{answer_20506804}},

We are excited to help you today. 

The following questions will help identify what type of investor you are. We will also give you the option to request more information on our performance as it relates to your investing profile.


Make sure to read each available selection carefully prior to answering.
 
Indicate your investment objective for this new portfolio *

Choose only one

 
Which of the following best describes the amount of money you need to withdraw from this portfolio each year? *

Calculate this figure by dividing the starting annual dollar withdrawal by the starting account value.

 
Given the choice between high volatility in the value of my investment (higher risk) with a low probability of making my portfolio last indefinitely  OR  low volatility in the value of my investment (lower risk) with a high probability that I will eventually drain my account over time *


 
Is the account you intend to open a tax-advantaged retirement account type such as a Traditional/Rollover IRA, Roth IRA, SEP, Simple, or Defined Benefit Plan? *


 
Will you be establishing a link to your bank account to set up automated monthly or more frequent systematic investments of cash into your new investment portfolio? *


 
Which of the following represents the earliest time after initial investment that you may begin to take regular withdrawals from the portfolio for retirement income purposes? *


 
Which of the following most accurately describes your attitude towards this investment objective? *


 
Will you be establishing a link to your bank account to set up automated monthly or more frequent systematic investments of cash into your new investment portfolio? *


 
Which of the following best represents the elapsed time after initial investment at which you intend to withdraw the entirety of your assets from the portfolio in a lump sum to fund your goal? *


 
Which of the following most accurately describes your attitude towards this investment objective? *


 
Will you be establishing a link to your bank account to set up automated monthly or more frequent systematic investments of cash into your new investment portfolio? *


 
Indicate which of the following 2 options applies to your speculation investment objective. *

Both of these options are for very aggressive investors. By selecting either of these options you recognize the extreme difficulty in achieving these objectives and recognize that your portfolio will be at substantial risk of loss, but you are comfortable with accepting these risks in order to pursue the potential for long term gains.

 
Investor Profile: Fixed Income Plus Tax Neutral

The Fixed Income Plus Tax Neutral portfolio provides a diversified core bond allocation, with a primary component that attempts nominal capital preservation using laddered target date bond exchange traded funds and/or laddered individual bonds, and a secondary variable component that seeks higher income potential and hedging against potential interest rate rises and inflation through actively managed non-laddered bond ETFs (diversified by type, sector, maturity, and geography). The target asset allocation is 100% Bonds/ Credit Markets.
 
Investor Profile: Traditional Conservative Allocation

The Traditional Conservative Allocation portfolio provides a traditional US-centric strategic asset allocation investment approach in a simplified ETF-based structure for the conservative risk tolerance investor. The portfolio is appropriate for accumulation phase investors with a short time horizon, those seeking inflation-adjusted capital preservation, or those seeking a modest immediate income. Approximately 75% of the portfolio is composed of laddered fixed maturity date and variable corporate bond exchange traded funds, with 25% in a diversified US-centric stock allocation (ETFs). The percentage split between each of the components is rebalanced on an ongoing basis. The target asset allocation is 75% Bond/Credit Markets, 25% Stock/Equity Markets.
 
Investor Profile: Multi-Contingency Conservative

Multi-Contingency Conservative Composite includes all portfolios that provide a coordinated multi-methodology investment approach in a single simplified portfolio structure for the conservative risk tolerance investor. The portfolio is appropriate for accumulation phase investors with a short time horizon, those seeking inflation-adjusted capital preservation, or those seeking a modest immediate income. Approximately 75% of the portfolio is composed of laddered fixed maturity date and variable corporate bond exchange traded funds. The remaining 25% has three components: A diversified strategic global all-cap stock (ETF) portfolio; a portion that is managed on an unconstrained basis and is opportunistically shifted up to 100% to the asset class(es) (ETFs) determined to be the most favorably priced at any given time; and a portion that may be allocated to a thematically selected individual stock or stocks. The percentage split between each of the portfolio components is actively rebalanced on an ongoing basis. The target asset allocation is 75% Bond/Credit Markets, 25% Stock/Equity Markets and Unconstrained.
 
Investor Profile: Traditional Moderate Allocation

The Traditional Moderate Allocation portfolio provides a traditional US-centric strategic asset allocation investment approach in a simplified ETF-based structure for the moderate risk tolerance investor. The portfolio is appropriate for accumulation phase investors with an intermediate time horizon, those seeking slightly above-inflation returns, or those seeking a moderate immediate income. Approximately 50% of the portfolio is composed of laddered fixed maturity date and variable corporate bond exchange traded funds, with 50% in a diversified US-centric stock allocation (ETFs). The percentage split between each of the components is rebalanced on an ongoing basis. The target asset allocation is 50% Bond/Credit Markets, 50% Stock/Equity Markets.
 
Investor Profile: Multi-Contingency Moderate

The Multi-Contingency Moderate portfolio provides a coordinated multi-methodology investment approach in a single simplified portfolio structure for the moderate risk tolerance investor. The portfolio is appropriate for accumulation phase investors with an intermediate time horizon, those seeking slightly above-inflation returns, or those seeking a moderate immediate income. Approximately 50% of the portfolio is composed of laddered fixed maturity date and variable corporate bond exchange traded funds. The remaining 50% has three components: A diversified strategic global all-cap stock (ETF) portfolio; a portion that is managed on an unconstrained basis and is opportunistically shifted up to 100% to the asset class(es) (ETFs) determined to be the most favorably priced at any given time; and a portion that may be allocated to a thematically selected individual stock or stocks. The percentage split between each of the three portfolio components is actively rebalanced on an ongoing basis. The target asset allocation is 50% Bond/Credit Markets, 50% Stock/Equity Markets and Unconstrained.
 
Investor Profile: Traditional Aggressive Allocation

The Traditional Aggressive Allocation portfolio provides a traditional US-centric strategic asset allocation investment approach in a simplified ETF-based structure for the aggressive risk tolerance investor. The portfolio is appropriate for accumulation phase investors with a long time horizon, those seeking significantly above-inflation returns, or those seeking a high immediate income. Approximately 25% of the portfolio is composed of laddered fixed maturity date and variable corporate bond exchange traded funds, with 75% in a diversified US-centric stock allocation (ETFs). The percentage split between each of the components is rebalanced on an ongoing basis. The target asset allocation is 25% Bond/Credit Markets, 75% Stock/Equity Markets.
 
Investor Profile: Multi-Contingency Aggressive

The Multi-Contingency Aggressive portfolio provides a coordinated multi-methodology investment approach in a single simplified portfolio structure for the aggressive risk tolerance investor. The portfolio is appropriate for accumulation phase investors with a long time horizon, those seeking significantly above-inflation returns, or those seeking a high immediate income. Approximately 25% of the portfolio is composed of laddered fixed maturity date and variable corporate bond exchange traded funds. The remaining 75% has three components: A diversified strategic global all-cap stock (ETF) portfolio; a portion that is managed on an unconstrained basis and is opportunistically shifted up to 100% to the asset class(es) (ETFs) determined to be the most favorably priced at any given time; and a portion that may be allocated to a thematically selected individual stock or stocks. The percentage split between each of the portfolio components is actively rebalanced on an ongoing basis. The target asset allocation is 25% Bond/Credit Markets, 75% Stock/Equity Markets and Unconstrained.
 
Investor Profile: Traditional Stock Allocation

The Traditional Stock Allocation portfolio provides a traditional US-centric strategic asset allocation investment approach in a simplified ETF-based structure for the all-stock investor. The portfolio is appropriate for accumulation phase investors with a very long time horizon, those seeking significantly above-inflation long term returns, or those seeking to complement a pre-existing fixed income portfolio in a tax efficient manner. The portfolio is composed of a diversified US-centric stock allocation (ETFs), with minor allocations to international developed and emerging markets. The percentage split between each of the components is rebalanced on an ongoing basis. The target asset allocation is 100% Stock/Equity Markets.
 
Investor Profile: Global Strategic Accumulation

Global Strategic Accumulation is a growth-focused portfolio that provides long term strategic asset allocation exposures to stock, bond, and hard asset markets on a global basis (domestic, international developed, and emerging markets) with attention to managing political and currency risks through diversification and hedging. Diversity, security selection, and ongoing rebalancing of the portfolio are the focus of management. The objective is long term portfolio growth and inflation protection reasonably consistent with the performance of the global stock markets, but with greater asset-type diversity. The target asset allocation range is 60-100% Stock Markets/ 0-40% Diversifying Credit and Hard Asset Markets.
 
Investor Profile: Global Strategic Distribution

Global Strategic Distribution is an income-focused portfolio that provides long term strategic asset allocation exposures to stock, bond, and hard asset markets on a global basis (domestic, international developed, and emerging markets) with attention to managing political and currency risks through diversification and hedging. Diversity, security selection, the generation of income for withdrawals, and ongoing rebalancing of the portfolio are the focus of management. The objective is modest income and long term inflation protection reasonably consistent with the performance of the global equity and fixed income markets, but with greater asset-type diversity. The target asset allocation ranges are 20-40% Bond and Credit Markets/ 40-80% Stock Markets/ 0-20% Hard Asset Markets. inflation protection reasonably consistent with the performance of the global equity and fixed income markets, but with greater asset-type diversity. The target asset allocation ranges are 20-40% Bond and Credit Markets/ 40-80% Stock Markets/ 0-20% Hard Asset Markets.
 
Investor Profile: Opportunistic Systematic Investing

The Opportunistic Systematic Investing portfolio is designed for regular systematic investors with an intermediate to long term or aggressive growth goal in which a portfolio is gradually built on an opportunistic basis and periodically reconstituted in an attempt to grow the portfolio with low correlation to the global equity and fixed income markets. Each new investment cash flow is invested in the asset class deemed to be most favorably priced using an opportunistic probability-based statistical analysis methodology (with a discretionary model intervention management overlay). Once assets previously purchased are no longer deemed to be favorably priced, they are sold and reinvested in the newly calculated favorably-priced asset. Management will attempt to reduce “systematic” market risk as it relates to the portfolio where possible, through low stock and bond market correlation. This entails significant management-related risks. The portfolio remains liquid, with no lock-up periods or surrender charges that apply, and provides investment philosophy diversification. The asset allocation is 100% Unconstrained (Allocations to all asset classes are permitted). The portfolio may also be replicated for those that are not systematically investing.
 
Investor Profile: Thematic Systematic Investing

The Thematic Systematic Investing portfolio is designed for regular systematic investors with a long term or aggressive growth goal, and is intended to provide the potential for long term market outperformance through a concentrated theme-driven individual stock and/or ETF portfolio. Each new investment cash flow is invested in a security deemed to be the most undervalued using a fundamental valuation analysis methodology, drawn from a thematically-selected security watch list. The watch list portfolio of potential holdings is first created subjectively based on themes of global economic development and human advancement, and then each security is analyzed individually and ranked by fundamental valuation. Once securities previously purchased are no longer deemed to be favorably priced, they are sold and reinvested in a newly calculated favorably-priced security. This portfolio is not necessarily diversified and may represent significant concentration risks to the investor. Portfolio volatility is not a consideration in this portfolio’s goal of achieving high long term growth. The target asset allocation is 100% Stock/Equity/Hard Asset Markets. The portfolio may also be replicated for those that are not systematically investing.
 
Investor Profile: Undetermined

There are a few factors that make your profile complicated.
To appropriately serve you it is best that we speak first.

 
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Would you like to discuss this further with a 4Thought representative? (OPTIONAL)

We'd be happy to contact you to provide more information, consider alternatives, and to make sure this strategy is appropriate for your goals. What is the best phone number to reach you on?
Thank you, {{answer_20506804}}.
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Would you like to start investing today?
The link below will allow you to set up an account (with Brokerage and Custody by Folio Institutional) and start investing in our Fixed Income Plus Tax Neutral SMA.
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Would you like to start investing today?
The link below will allow you to set up an account (with Brokerage and Custody by Folio Institutional) and start investing in our Global Strategic Accumulation SMA.
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Thank you, {{answer_20506804}}. 
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Thank you, {{answer_20506804}}. 
We have sent the information you requested.

Would you like to start investing today?
The link below will allow you to set up an account (with Brokerage and Custody by Folio Institutional) and start investing in our Traditional Aggressive Allocation SMA.
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Thank you, {{answer_20506804}}. 
We have sent the information you requested.

Would you like to start investing today?
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Thank you, {{answer_20506804}}. 
We have sent the information you requested.

Would you like to start investing today?
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